Estimated Tax
Form 1040-ES
Quarterly Payments
RSU
Stock Options
Underpayment Penalty

Estimated Tax Payments for Equity Compensation: When and How to Pay

Simple guide to estimated tax payments when you have RSUs, stock options, or equity gains. Learn the deadlines, how much to pay, and how to avoid underpayment penalties.

4 min read

Executive Summary

Quick Answer

When do I need to make estimated tax payments for equity compensation?

You need estimated payments when your withholding (from salary, RSU vesting, etc.) won't cover your tax. This happens often with RSUs (22% withholding may be too low) and ISO exercises (no withholding on AMT). Pay quarterly: April 15, June 15, September 15, January 15. To avoid penalties, pay at least 90% of your current-year tax or 110% of prior-year tax.

Source: IRS

Your RSUs just vested. Your employer withheld 22%. You're in the 32% bracket. That's a shortfall—and the IRS expects you to pay as you go. If you don't, you'll owe more at tax time and possibly face penalties.

The bottom line: Estimated tax payments let you pay the IRS during the year instead of in one lump at filing. For equity compensation, they're often necessary. The deadlines are quarterly. Missing them can mean penalties. See our withholding guide for why the shortfall happens.


When You Need Estimated Payments

SituationWhy
RSU vesting22% withholding may be less than your bracket
NSO exerciseWithholding may be insufficient
ISO exerciseNo withholding on AMT—you must pay
Stock salesCapital gains have no withholding
Side incomeFreelance, consulting, etc.

The Deadlines

QuarterDue DateCovers
Q1April 15Jan 1 – Mar 31
Q2June 15Apr 1 – May 31
Q3September 15Jun 1 – Aug 31
Q4January 15 (next year)Sep 1 – Dec 31

If the 15th falls on a weekend or holiday, the next business day applies.


How Much to Pay

Safe Harbor Rule

To avoid underpayment penalties, pay at least:

If your prior-year AGI was...Pay this amount
Under $150,000100% of prior-year tax
$150,000 or more110% of prior-year tax

Or pay 90% of your current-year tax. Whichever is smaller.

Example: Your 2024 tax was $50,000. To be safe for 2025, pay at least $50,000 (or $55,000 if AGI was $150K+) through withholding + estimated payments. If you pay that much, you can owe at filing without penalty.


How to Pay

  1. IRS.gov — Direct Pay or EFTPS
  2. Form 1040-ES — Voucher with check (if mailing)
  3. Tax software — Many programs include estimated tax payment options

You'll need to calculate the amount due each quarter. The IRS has a worksheet in Form 1040-ES. Or use the Tax Withholding Estimator on IRS.gov.


Timing Strategies

StrategyWhen to Use
Pay after the eventMake a payment in the quarter when RSUs vest or you exercise
Spread over quartersIf you expect a big year, spread payments evenly
Prior-year safe harborIf last year was similar, pay 110% of prior-year tax—simple and predictable

Frequently Asked Questions

What if I miss a deadline?

Pay as soon as you can. The penalty is based on how much you underpaid and for how long. Catching up later reduces the penalty. Don't skip—pay something.

Can I increase withholding instead of estimated payments?

Yes. If you have a job, you can increase W-4 withholding to cover the shortfall. That avoids the need for separate estimated payments. See our Form W-4 guide for how.

Do I need to make equal payments each quarter?

Not necessarily. You can pay more in quarters when you have big equity events. But the IRS expects you to pay as income is earned. If you have a huge vesting in Q4 and pay nothing until then, you might owe a penalty for Q1–Q3. The rules are complex—when in doubt, pay earlier.


Disclaimer: This guide is for educational purposes. It does not constitute tax advice.


Last Updated: March 2026 | Research Team: VestingStrategy

Disclaimer

This article is for educational purposes only and discusses legal tax optimization strategies. Tax evasion is illegal and is not discussed or recommended. The information provided does not constitute tax, legal, or financial advice.

Tax laws vary by jurisdiction and change frequently. Always consult a qualified tax professional (CPA, tax attorney, or enrolled agent) before making decisions based on this content. The authors and operators of this website accept no liability for actions taken based on this information.